Lab 9: Heaps and priority queues

The goal of this lab is to learn the specification, implementation, and uses of the priority queue abstract data type.

1. Introduction

Refer to the prelab reading to review introductory information about priority queues and heaps.

2. Setup

I am providing a bunch of code for you. Copy all the files from the lab9 subdirectory in the course public directory.

cp /homes/tvandrun/Public/cs245/lab9/* .

3. The Heap class

The abstract class Heap contains the basic functionality for a heap that you will extend to make a priority queue. It already has an internal array as an instance variable (plus a heapSize variable that tells how much of the array is in use) and helper methods to calculate the children and parent from a given index. (The math for calculating children and parents is a little different to make up for the fact that we do not have an unused position at 0.)

What you need to provide for the heap is the implementation for a helper method heapify(), which we call on a heap given a node identified by its index. heapify() enforces the heap property on the tree rooted at the given index--- under certain assumptions. This method can be used to set up the array so that it satisfies the heap property, or it can be used to fix up the heap if some other operations result in a violation of the heap property.

This method assumes that both subtrees of the given node satisfy the heap property (they are greater than their children, etc), but the given node might violate it; it might be smaller than one of its children. heapify() fixes up the subtree rooted at the given node by pushing it down until there no longer is a violation. The following illustrates the process needed to fix up the heap if 19 were replaced with 10.

Study this example and figure out what's going on.

Write this method and compile. The file Test.java contains a program to test your work as you go along, but it does not contain anything to test heapify() by itself; you will test it along with the next section.

4. Excursus: Heapsort

Before we implement priority queues, we'll explore a bonus application of heaps: A nifty and very efficient sorting algorithm, called heapsort.

Now 19 is correctly placed in the array, but we no longer have a heap because 5 is in violation. So we call heapify() with the root to fix up the violation incurred. We repeat this whole process (swapping the root with the last leaf, then heapifying) until the heap is "empty"-- although the array is still full, it's just that none of it is counted as part of the heap.

The method sort() in class HeapSorter is static, but it instantiates subclass HeapSorter of Heap to store its data. Complete the constructor of this class so that it initially converts an array into a heap (using repeated and strategic calls to heapify()--- think about this carefully) and write the code for the sort() method, using the strategy described above.

Then test your work using the Test program. Open it to see how it works. By running

java Test heapsort

it will sort an array and print out the sorted version. The correct result is

11 22 33 44 55 66 77 88 99 

5. Class PriorityQueue

Now we will implement the priority queue class. This also is an extension of the Heap class. The isEmpty(), isFull(), and max() methods are easy and already completed for you. What remains is code for adding and removing elements.

First, adding an element. Our strategy is simply to place it in the next available position in the array and increment the size of the heap. This may result in a violation of the heap property--the new element may be larger than its parent. If that happens, then we move the new element up the tree until it is in an appropriate place. Consider the following illustration of adding the element 16:

Next, removing the maximum element. Our strategy is to copy the last element in the heap to the first position in the array and then decrease the size of the heap, as illustrated here.

Then use heapify() to correct the violation incurred.

Implement these two methods, then test it using java Test pq. The correct result is

33 99 88 77 66 55 44 22 11

6. Using a priority queue to implement a queue

To take us back around to stacks and queues, consider how a priority queue can be used to implement a queue: As each element is entered into the priority queue, it is assigned a priority based on its time of arrival. This implies that the element is distinct from its priority---different from the examples we've seen so far where the element is an integer which is used as its priority.

To get around this, the class Queue has two instance variables--- a PriorityQueue and a HashMap. The HashMap associates priorities with elements, and the PriorityQueue stores priorities.

Consider this scenario. An element, say 3, is entered into the queue. It is assigned a priority 15. Thus we insert 15 into the PriorityQueue and associate 15 with 3 in the HashMap. Sometime later, removeFront() is called on the Queue, which in turn calls extractMax() on the PriorityQueue, which returns 15. We then lookup 15 in the HashMap and find 3; 3 then is the value returned from removeFront().

The real trick to all this is determining how to assign priorities.

Implement what's left in the Queue class, and test it using java Test queue. The correct result is

33 22 66 99 11 88 55 77 44

7. Using a priority queue to implement a stack

Finally, do the same thing as in the previous section, but implement a stack. The only real difference is how you assign priorities. Test using java Test stack. The correct result is

22 11 77 44 55 88 99 66 33

8. Turn in

Turn in a script showing your code and the result of running each test.